China: The People’s War of Liberation and CCP Consolidation

Introduction | Atrocities | Fatalities | Ending | Coding | Works Cited | Notes

Introduction

In the aftermath of World War I, the 1919 May Fourth Movement resulted in heady national discussions about China’s weakness in a world of superpowered modern giants.[i] Moscow’s Communist International gave birth to the Chinese Communist Party (CCP) in 1921, which embraced Marxism as a means of creating a stronger China.[ii] While the Soviet Union encouraged the CCP to join its sponsored Nationalist Party (KMT), the KMT turned on the CCP in 1927 as it physically and politically unified China, under authoritarian rule.[iii] Forced to flee, the CCP reconfigured itself into a rural, peasant- oriented revolutionary force, deploying guerrilla tactics.

While the KMT was preoccupied with the incredibly destructive Sino-Japanese War, internal dissent grew against the KMT when it failed to adequately resist the Japanese offensive, and in response to aggressive and exploitative KMT policies (both administrative and fiscal) such as adding taxes, monopolies and levies, while refusing to reform systems of local administration, communication, and credit.[iv] Japan was only finally defeated with the end of World War II in 1945.

The Chinese Civil War began in 1946, culminating in the victory of the CCP over the KMT in 1950, and was followed by a period of regime consolidation which ended with the initiation of the Great Leap Forward campaign in 1957. As the CCP captured territories during the Chinese Civil War, they immediately began enacting land reform, believed to be a crucial part of communist land collectivization.[v] The impoverishment of rural societies in parts of China coupled with the wartime dislocation and destruction also provided the CCP with a conducive ‘social laboratory for land reform’.[vi]

However, these new restrictive campaigns led to the collapse of traditional communal and interpersonal relationships.[vii] CCP work teams divided the local peasantry into class based categories, and initiated violence against those believed to be landlords or bourgeoisie by means of ritualistic public “struggle meetings.” These struggle meetings, and other means of exacerbating class conflict within villages, sometimes produced mob violence and collective killings.

Atrocities, 1947 – 1953

Several dynamics contributed to widespread use of violence between 1947 and 1953. The CCP embarked on a program of regime consolidation, simultaneously using paternalist policies towards those that the CCP deemed to be within the ‘revolutionary fold’, and terror against those deemed as opponents of the revolution. State coercion was used to implement both sets of policies, with ‘drives’ or social movements intended to mobilize popular support for these initiatives of regime consolidation and more generally, for the CCP.[viii]

Each of these initiatives targeted a particular social group, isolating it from the rest of society, eliminating ‘undesirable’ section of it, and reintegrating it into Chinese society on the terms of the CCP. The land reform campaign targeted landlords; the ‘Campaign to Suppress Counterrevolutionaries’ targeted counterrevolutionaries; the ‘Three-Antis Campaign’ targeted corrupt bureaucrats; and the ‘Five Antis Campaign’ targeted capitalists and private entrepreneurs. [ix] It is worth noting that although these campaigns were distinct in terms of intent, that is, in terms of the category of population targeted by the CCP-State as being key political, social or economic competitors, there were spatial and temporal overlaps.[x] Further, with the backdrop of the Korean War (1950 – 1953), capital punishment was used by the CCP explicitly as a tool of mass mobilization and state building.[xi]

CCP land reform began first in Northern China, where the CCP had its power base. Northern China had been badly affected by the ecological degradation during WWII, and speculative land dealings had become rampant in the period immediately following the war’s end.[xii] There seems to have been some support for land reform among peasantry in the North (especially among peasants who viewed exploitation and injustice as having increased during the war), but in many areas, the majority of peasants remained ambivalent.[xiii]

The more commercialized countryside in parts of Southern China followed a slightly different pattern. While some research suggests that initially, there were landlords and ‘bourgeoisie’ and certainly, ‘local strongmen’ amongst the Chinese peasantry, they were more prevalent in the north. In the South, the CCP found that categories of bourgeoisie, landlord and peasant did not apply as cleanly, and consequently, CCP authorization for local officials to use violence as part of seizing and consolidating power resulted in often-arbitrary executions between 1947 to 1952.[xiv]

Pushback by the rural peasantry occasionally escalated into guerrilla warfare, killing communist work teams and deeply alarming Mao. Other villages peacefully resisted the violence by pretending to have already purged their landlords and bourgeoisie before work teams arrived. Within the CCP there was disagreement as to the effect of the land reform – some conceded that the strategy had led to too many deaths (in turn, alienating the populace), whereas others argued that the terror had ‘pacified’ the countryside.[xv]

In December 1950, a few months after the official founding of the People’s Republic of China, the CCP began focusing on the liquidation of counter-revolutionaries, the “Campaign to Suppress Counterrevolutionaries,” which was preceded by action against various lay-Buddhist sects, such as the Unity sect, which the CCP classified as ‘attacks on secret societies and superstitious sects’.[xvi] Mao dictated quotas of the number of people to be killed per province based on arbitrary assumptions of how many counter-revolutionaries were thought to reside in each province. The amount of killings was sometimes pushed past the quotas by local administrators who saw the counter-revolutionary extermination program as a means to eliminate all potential political rivals.[xvii]

Violence narrowed during the “Three Antis Campaign” from October 1951 to June 1952 as the CCP attempted to end the three evils of corruption, waste, and bureaucracy. Mao once again handed down quotas for the number of people to be executed. So-called “Tiger-Hunting Teams” used the techniques of the land reform campaign to target and isolate victims. The Campaign then refocused on the private sector, targeting the five evils of bribery, theft of state property, tax evasion, cheating on government contracts, and stealing state economic information as part of the new “Five Antis Campaign.” However these campaigns used the tools of ‘mass criticism, thought reform, internal exile, loss of positions and lengthy jail sentences’ rather than capital punishment.[xviii]

By the end of the Korean War in 1953, the CCP had returned the Chinese economy to stability from its earlier free fall under the KMT, and initiated its first Soviet-style Five-Year Plan of rapid industrialization. While the Plan was an astonishing economic success, Mao was still displeased with the amount of progress made, and, in 1957, created the Hundred Flowers Campaign, encouraging criticism of the CCP. After only a month, more than three hundred thousand were then punished for their critiques.[xix]

On the whole, the People’s War of Liberation can be characterized as a top-down Party-State campaign, consistently executed at the national, provincial, and local levels, specifically aimed at the creation of a vertically integrated, centralized state and the establishment of socialism in China.

With Mao having thus demonstrated and consolidated his political power, party leaders were no longer willing to stop him from implementing his vision of a fully communist China by means of his most massive collectivization and industrialization campaign yet: the Great Leap Forward (1958 – 1961, discussed in a separate case study).[xx]

Fatalities

Research suggests a rough estimate of 3.5 million fatalities.

The collection of statistics in the early years of the campaign was inconsistent and categories of classification were ambiguous. In sub-urban areas or peri-urban spaces, targets of the land reform campaign and the Campaign to Suppress Counter-revolutionaries may have been lumped together, and therefore reported to different bureaucratic apparatus – for example, south of the Yangtze, where these campaigns ran concurrently, and may also have included ‘local bullies’ who were targets for both campaigns.[xxi]

Land reform campaign (1947- 1952): Some authors estimate this figure to be in the range of roughly 1.5 – 2 million.[xxii]

Campaign to Suppress Counter-revolutionaries (1950 – 1953): Roughly 2 million.[xxiii]

Together, the casualties in the two campaigns may have ranged between a low estimate of one million to a high estimate of five million (where people were either sentenced to death by the state or killed in the highly charged atmosphere of public accusations).[xxiv] Kuisong reports that the low state estimate of 700,000 people killed comes from a report submitted by Xu Zirong, Deputy Public Security Minister, in January 1954, which states that 712,000 people were killed.[xxv] The CCP congress in September 1956 mentioned that 800,000 were killed in the violence, while Bo Yibo (then a member of China’s State Planning Commission) mentioned that 2 million people had been killed, in a work report in 1952. [xxvi] Domes himself estimated that 3 million were killed between these two campaigns.[xxvii]

Three Antis and Five Antis campaign (1951 – 1952): Uncertain; fatalities seem to have been low, as other tools of punishment were preferred.

Endings

Each campaign’s atrocities ended under unique circumstances. In general, if the successive waves of campaigns are understood as an effort at regime consolidation, then after the end of the Campaign to Suppress Counterrevolutionaries, there was no further need for the CCP to use violence and coercion in ways similar to the former campaigns.

Land requisitioning and reform ended with the completion of the campaign: all land had been apportioned and all villages had been targeted and purged by CCP work teams. The matter would be taken up once more with gradual attempts at collectivization beginning in 1953, eventually leading to the Socialist High Tide and the Great Leap Forward. However, reactions to land reform may have led to further violence during the Campaign to Suppress Counter-revolutionaries. The Campaign to Suppress Counter-revolutionaries deescalated as the government recognized that the campaigns’ killings had accelerated past its quotas. Around mid-April 1951, provincial officials, fearing the emergence of guerrilla counter-revolutionaries as had occurred during the land reform campaign, attempted to suspend the campaigns.

Instead, killings accelerated as local officials worked to kill as many people as possible before they would be forced to stop. An alarmed Mao called a national public security conference in May of 1951 to begin deescalating the campaign, and issued specific criteria for executions.[xxviii] The central government’s concern may have been in reaction to the acquisition of the power to kill by local officials, as opposed to its centralization in the state. However, the Campaign continued for years after, with the occasional flare-up of executions of counter-revolutionaries occurring from time to time from late 1951 to mid-1952. Reports of campaign-related persecution persisted into 1953. However, the requirement of approval for executions from higher-up in the Party-State hierarchy prevented the outbreak of the same kind of intensity of violence.

The focus on the new anti-corruption Three/Five Antis Campaigns also resulted in a drop in executions.[xxix] While its methods continued to cause social and economic chaos, it did not contain the same kind of systems of mass killing such as land reform’s work crews and the Campaign to Suppress Counter-revolutionaries’ killing quotas. Mao was more concerned, as always, with class struggle, and the Anti Campaign not only pushed the capitalists out of the country, but also allowed the state to assume control of their wealth and enterprises.[xxx]

In the years after the most intense campaigns of the War of Liberation, he worked to push agricultural collectivization via the Socialist High Tide campaign, improve the Party via the Hundred Flowers Campaign, and persecute critique via the Anti-Rightist Campaign. While persecution continued, Mao and the Party seemed content to simply push dissenters into labor camps rather than engage in the kind of mass killing that characterized the beginnings of the War of Liberation.

Coding

This is one of our rare cases where the violence was carried out as planned, but where the primary perpetrator began the atrocity period as a non-state actor, but continued to commit atrocities after it had gained power.  The primary cause of ending was that the Communist regime deemed it had sufficiently established control and implemented policies to decrease violence thereafter. We also code for popular violence, to account for the involvement of average Chinese villagers in the perpetration of violence at certain phases.

Works Cited

Dikötter, Frank. 2013. The Tragedy of Liberation: A History of the Chinese Revolution, 1945-57. New York: Bloomsbury, 2013.

Domes, Jurgen. 1973. The Internal Politics of China, 1949-1972. New York: Praeger.

Hung, Chang-tai. 2010. “The Anti-Unity Sect Campaign and Mass Mobilization in the Early People’s Republic of China.” The China Quarterly 202: 400-420.

Hutchings, Graham. 2001. Modern China: A Guide to a Century of Change. Cambridge, MA: Harvard University Press, 2001.

Kuisong, Yang. 2008. “”Reconsidering the Campaign to Suppress Counterrevolutionaries.” .” The China Quarterly 193 (2008): 102-121 n. pag.

Lieberthal, Kenneth. 1980. Revolution and Tradition in Tientsin, 1949-1952. Stanford: Stanford University Press.

Miao, Michelle. 2013. “Capital punishment in China: A populist instrument of social governance,” Theoretical Criminology 17(2): 233-250.

Muscolino, Micah. 2015. The Ecology of War in China: Henan Province, the Yellow River, and Beyond, 1938-1950. Cambridge: Cambridge University Press.

Ning, Zhang. 2008. “The political origins of death penalty exceptionalism: Mao Zedong and the practice of capital punishment in contemporary China.” Punishment and Society 10(2): 117-136.

Schoppa, R. Keith. 2000. The Columbia Guide to Modern Chinese History. New York: Columbia University Press.

Strauss, Julia. 2002. “Paternalist Terror: The Campaign to Suppress Counterrevolutionaries and Regime Consolidation in the People’s Republic of China, 1950-53.” Comparative Studies in Society and History 44(1): 80-105.

Strauss, Julia . 2006. “Morality, Coercion and State Building by Campaign in the Early PRC: Regime Consolidation and After, 1949-1956,” The China Quarterly 188.

Strauss, Julia. 2006. “Morality, Coercion and State Building by Campaign in the Early PRC: Regime Consolidation and After, 1949-1956,” The China Quarterly 188: 891-912.

Walker, Richard L. 1955. China under Communism: The First Five Years. New Haven: Yale University press.

Westad, Odd Arne. 2003. Decisive Encounters: The Chinese Civil War, 1946-1950. Stanford: Stanford University Press.

Notes

[i] Hutchings 2001, 306.

[ii] Hutchings 2001, 65.

[iii] Hutchings 2001, 256.

[iv] Westad 2003, 12.

[v] Schoppa 2000, 107.

[vi] Westad 2003, 7.

[vii] Schoppa 2000, 107.

[viii] Walker 1955, 77.

[ix] Strauss 2002, 81.

[x] Strauss 2006, 900.

[xi] “Over 30,000 people attended an ‘accusation rally’ held at a sports stadium in Shenyang while approximately 1.12 million people listened to its live radio broadcast. Another 30,000 participated in an ‘accusation rally’ in Guangzhou, while over 70,000 people listened to its radio broadcast; and over 10,000 people attended a similar sentencing rally in Shanghai, while nearly 3 million listened to the radio broadcast.” See Miao 2013, 235-6 and Ning 2008.

[xii] Muscolino 2015.

[xiii] Westad 2003, 107-108.

[xiv] Strauss 2006, 902.

[xv] Westad 2003, 128-135.

[xvi] Hung 2010, 400.

[xvii] Kuisong 2008, 115.

[xviii] Strauss 2006, 902.

[xix] Schoppa 2000, 110.

[xx] Dikötter, The Tragedy of Liberation: A History of the Chinese Revolution, 1945-57, 295.

[xxi] Strauss, “Morality, Coercion and State Building,” 901.

[xxii] Dikötter 2013, 83.

[xxiii] Dikötter 2013, 100.

[xxiv] Strauss 2006, 901. See also Lieberthal 1980, 108.

[xxv] Kuisong 2008, 120.

[xxvi] Cited in Domes 1973, 52.

[xxvii] Ibid.

[xxviii] Kuisong 2008, 117-8.

[xxix] Ibid.

[xxx] Dikötter 2013, 165-166.

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Democratic Republic of Congo 1998 – 2003

Introduction | Atrocities | Fatalities | Ending | Coding | Works Cited | Notes

Introduction

In September 1996, the Alliance of Democratic Forces for the Liberation of Congo-Zaire (AFDL), a loose coalition of rebels led by Laurent-Desiré Kabila and backed by Rwandan and Ugandan forces, launched an armed campaign from the country’s east (treated as a separate case). In May 1997, Laurent-Desire Kabila was installed as Zaire’s new president in May 1997, and the country was renamed the Democratic Republic of Congo.[iii]

A brief pause in large-scale violence followed. However, relations between Kabila and his Rwandan and Ugandan backers quickly deteriorated. In August 1998, Kabila’s former allies began fueling a new rebellion against the DRC’s leadership through the Rassemblement Congolais Democratique (RCD), a rebel group composed of many former AFDL members. The RCD was met with significant opposition and failed to oust Kabila with the ease it had expected. Instead, the conflict escalated into what has been described as Africa’s “first world war,” with the regular armed forces of the DRC, Zimbabwe, Angola and Namibia fighting on one side with some involvement of Chad and Sudan, and Rwanda, Uganda and Burundi supporting the rebel forces on the other. Rebel movements quickly proliferated. In 1999, Rwanda and Uganda turned against each other, and the RCD split between the Rwandan-backed RCD-Goma and the Ugandan-backed RCD-K/ML.[iv]

A ceasefire agreement signed in Lusaka in 1999 and the deployment of a UN peacekeeping mission (MONUC) failed to end the conflict. Up to fourteen armies continued to fight on Congolese territory until 2003, each supporting one or several of the Congolese rebel movements.[v] The conflict de facto partitioned the country into five main areas of control, with the majority of the fighting occurring between different armed groups in the country’s east and behind the Lusaka ceasefire line. The Inter-Congolese Dialogue eventually led to the withdrawal of foreign forces and a series of peace agreements between 2002 and 2003. However, thousands of civilians continued to die in the subsequent “political transition” period due to unresolved local conflicts and rivalries.

Atrocities

With the start of the “Second Congolese War” in August 1998, Kabila’s government and its various aligned forces issued a call to target Tutsi, Rwandan, and Banyamulenge groups, whose ancestry is Rwandan but who for the most part had lived in Zaire/DRC for generations. Arbitrary arrests, disappearances, mass executions, rape and theft followed. Violence against communities of Rwandan descent was particularly high in areas where they lacked the protection of the RCD-G or Rwandan soldiers.[xiii] In areas where Rwanda- and Uganda-backed forces dominated, people affiliated with the Congolese government were targeted. Attacks sparked counter-attacks, initiating waves of violence that often washed over the same communities multiple times. Local tensions reinforced national and regional cleavages, and vice-versa. Large-scale displacement and the devastation of agriculture, health systems, public service delivery and other civilian structures led to enormous increases in mortality. Sexual violence, often perpetrated with weapons and with the intent to mutilate and permanently scar the victims, was rampant throughout the conflict.[xiv]

In Ituri region, a period of escalated violence between Hema and Lendu groups occurred in 1999 – 2000, and again in 2002 – 2003. The area, like much of the east, was impacted by the split of the RCD militia into Rwandan and Ugandan factions, which exacerbated long-standing local land disputes. Human Rights Watch estimated that at least 5,000 people were killed in Inturi between July 2002 and March 2003; this is in addition to the UN’s estimate that 50,000 people killed in the area between 1999 and 2003.[xv]Armed groups used extreme and public violence, including cannibalism, torture and rape, to terrorize civilian populations.[xvi]

Fatalities

The size and difficult terrain of the DRC, coupled with the highly complex nature of the conflict, have confounded efforts to capture and summarize its catastrophic impact on civilians. The Mapping Team of the United Nations Office of the High Commissioner of Human Rights and published in 2010 provides a strong, illustrative (not comprehensive) cross-country examination of the worst incidents of killing, but was limited by resources, time and a standard of proof that required multiple sources before including information.[xvii] The report documents 39,248 violent deaths and forced disappearances without release or return between 1993 and 2003—and this is surely an undercount. The vast majority of these documented violent deaths were civilian deaths, as well as a smaller number of out-of-commission soldiers killed while seeking treatment at hospitals or after having laid down their weapons. The confirmed deaths likely comprise only a small number of the actual people killed during the conflict. For example, the number of deaths for the most part does not include the thousands of child soldiers forcibly recruited during the conflict. The Mapping Team also did not include any reported killings that could not be corroborated by more than one source.

In many cases, the team was unable to confirm specific cases due to the remoteness of the atrocity sites, time restrictions, or a lack of surviving witnesses. As a consequence, the report states that the numbers of recorded violent deaths capture some of the many incidents of killing that took place in certain areas and during the time periods they prioritized. The report also cites larger numbers, while stating that the Mapping Team was unable to confirm the totals. For example, in Orientale province in 1997, a militia member reported seeing over 1,000 executions each week. The Mapping Team records only 1,835 violent deaths and disappearances without return for the whole year.[xviii]

Data on killing DRC

Notes on sources: PITF data from 1995 to 2012; UCDP data from 1989 to 2014; ACLED data from 1997 to 2014; WPF data from 1993 to 2003. This chart is illustrative of patterns of killing as recorded by several datasets, it is not a record of the total number of people killed which is likely considerably higher.

[1] The original source of the WPF dataset is the UN Mapping Report, which does not provide annual totals, but rather groups fatalities in relation to phases of the conflict. We divided their totals evenly into annual spans, but this introduces some distortion. Their data is grouped into March 1993-June 1996 [1231 killed]; July 1996 – July 1998 [30,178 killed]; August 1998 – January 2001 [8239 killed]; and January 2001 – June 2003 [6861 killed]. Coding reflects acceptance of the higher figure where a range was included, but used zero as the number wherever the number of civilians killed was reported as unknown.

The highest numbers of civilian deaths—including all excess mortality, not just killing— is reported as up to 5.4 million between August 1998 and April 2007, was put forward by the International Rescue Committee. The IRC estimated the crude death rate (CDR) using a survey which asked respondents about the size and composition of their household, and whether there had been any deaths in the household during a specific time period. The resulting estimated CDR was then compared to the average CDR for Sub-Saharan Africa, and the difference assumed to represent conflict-induced deaths.[xix] As the IRC notes, this number includes excess mortality caused by the war and thus captures the humanitarian impact of the conflict rather than direct violence. Based on the organization’s methodology, only 0.4 percent of all deaths could be attributed to the latter. The IRC numbers have been widely criticized for being too high, largely because of sampling and baseline issues.[xx] However, with respect to direct violence and even in comparison with the Mapping Report (which, as noted, is incomplete), their numbers in fact appear relatively low: 0.4% of 5.4 million is 21,600 (1998 – 2001), and 0.4% of 2.1 million (the number of deaths reported for 2002 – 2007) is 8,400.

The Armed Conflict Location and Event Data Project (ACLED) tracks violent events and fatalities in DRC (1997 – 2014). The database indicates a total of ACLED records a total of 32,872 civilian deaths for 1997-2003. Their method of tracking fatalities, which is based on newspaper reports, provides a sense of the overall intensity of violence rather than a direct measure, as it is likely to undercount fatalities.

The periods 1993 – 1996 and 1996 – 1998 are discussed separately.

1998 – 2003

This period was marked by the intervention of outside forces in the conflict. Violence against civilians reached particularly high levels of intensity in North Kivu and South Kivu, Orientale Province (in particular in Ituri), Katanga, Équateur and also Bas-Congo.[xxx] In Ituri region, a period of escalated violence occurred between 2002 – 2003. Human Rights Watch estimated that at least 5,000 people were killed in Ituri between July 2002 and March 2003; this is in addition to a UN-estimated 50,000 people killed in the area between 1999 and 2003.[xxxi]

The UCDP One-Sided Violence Dataset records a decline in killing after 1998 (high estimates of 632 in 1999 and 82 in 2000), a small uptick in fatalities in 2002-2006 (though estimates for 2003 and 2005 are missing) and a significant spike in 2009 (high estimate of 1095 and low estimate of 887).[xxxii] ACLED records 1,733 civilian deaths in 1999; 413 in 2000; 1,381 in 2001; 1,418 in 2002; and 659 in 2003. The total for the period based on ACLED data is thus 5,603.[xxxiii]

2004 – 2009

According to data found in the Mapping Report (illustrative not comprehensive reporting of violence), by 2004, existing data indicates a clear drop in fatalities that sustains through 2008, when the number jumps to over 2,000, and then 2009 when it nears 4,000. These numbers, while imperfect, suggest that the decline 2004 – 2007 was substantial and that the increase in killings in 2008 was likewise significant. ACLED reports a significant decline: 105 civilian fatalities in 2004, 335 in 2005, 72 in 2006 and 66 in 2007, confirming an overall decrease in violence until 2008. In August 2008, tensions between Mai Mai groups, army units and people of Rwandan descent again escalated into large-scale fighting in North Kivu.[xxxiv]

Endings

The pattern of ‘ending’ in DRC that fits our definition—drop below an annual number of 5,000 civilians killed, adding up to at least 50,000 deaths within a five year period–can only be described as the confluence of multiple factors that resulted in an apparent decline, though certainly not absolute ending, in the number of people being killed. The decline was possible as the various regional actors decreased their direct engagement; the UN increased their peacekeeping presence; and the national political process moved forward. The lack of state capacity, particularly vis-à-vis insurgent forces (many of whom continued to receive substantial support from neighboring countries) rendered even this limited ‘ending’ vulnerable to evolving re-alignments of power.

After the assassination of Laurent Desire Kabila in January 2001, his son Joseph Kabila took control of the country. Under Joseph Kabila, the primary belligerents in the conflict agreed to engage in an Inter-Congolese Dialogue (ICD). A series of local ceasefire agreements, the gradual demobilization of militias, and the presence of MONUC (UN Mission in the DRC) forces in some areas appear to have resulted in decreased numbers of violations and killings. In 2001, there was a ceasefire between the major belligerents in Katanga province. As part of the ICD, President Kabila and Movement for the Liberation of the Congo (MLC) head Jean-Pierre Bemba signed a power-sharing and peace agreement.

On the international level, President Kabila on 30 July 2002 signed an agreement with Rwandan President Kagame that outlined plans for the withdrawal of the RDF from the DRC and the dismantling of ex-FAR/Interahamwe militias. A further agreement with Uganda followed on 6 September 2002. Under intense international pressure, the Congolese government’s foreign supporters, Zimbabwe, Angola, and Namibia began to withdraw as well. A unified government was reinstalled in the capital and preparations for democratic elections initiated.

However, the conflict persisted at the local level, particularly in North Kivu, South Kivu and North Katanga.[xxxv] Former warring parties resisted the army integration process due to mistrust in the government and attempted to maintain territorial control and deter villagers from supporting some other faction.[xxxvi] Extremists within each of the three warring parties – the RCD-G, the MLC and the Kabila government – continued fighting in order to stall the transition process.[xxxvii] Rwandan troops remained physically present in the Kivus and continued to carry out “hit-and-run” operations in the border regions, allegedly to combat Hutu militias. Moreover, the different components of the transitional government maintained parallel military and administrative structures striving to retain control over their respective assets.[xxxviii]

In Kasai Occidental, a ceasefire between armed groups and the deployment of MONUC forces to the area led to a gradual restoration of peace between 2001 and 2003, although civilians continued to be targeted.[xxxix] During this same period in Kinshasa, there was a decrease in human rights violations, but government repression of political opponents and civil society continued in the form of arbitrary detention, extrajudicial executions, rape, and acts of torture.[xl] An interim emergency multinational force under European command and authorized by Resolution 1484 was deployed to Bunia in Orientale province in June of 2003 and restored order in the town. However, violence continued in many of the surroundings areas.[xli]

In some regions, ceasefires and military withdrawals were met with quick advances by other armed groups, who continued to target and exploit the population. For example, as the RDF withdrew from South Kivu, Mai-Mai and FDLR units expanded their control over a number of areas in the region. The September 2002 peace agreement between the DRC and Uganda, the creation of a Peacekeeping Commission in Ituri and international pressure led to the withdrawal of UPDF troops from Ituri in 2003, but local militias quickly positioned themselves to fight for control of the region.[xlii] After a spike in violence in 2003, Ituri benefited from greater international attention and resources than the other eastern provinces, despite the fact that violence in Katanga and in the Kivus caused more casualties.[xliii] Violence in North Kivu persisted due to tensions among the region’s eight ethnic communities over land and citizenship issues and conflicts between the five armed groups present in the province. New actors also played a role in continuing violence against civilians: in 2009 – 2010, for instance, the Ugandan rebel group the Lord’s Resistance Army killed over 300 civilians in Congo.[xliv]

International peacekeepers seem to have played an important if limited role in reducing the rate of killing. The deployment of MONUC forces did stem the rising tide of violence in Bunia-area in 2003, even if their presence was initially limited to the city. The decline in direct killings from 2004 – 2007 correlates with a more robust pursuit of militias by MONUC, which gained in capacity in 2003 and again in 2004 and conducted a series of offensives in 2005 – 2007. The presence of MONUC troops and observers in unstable places acted as a deterrent, and UN troops helped mediate local ceasefires between different militias.[xlv]

However, MONUC lacked a comprehensive strategy for local peacebuilding, and its overall involvement in local conflict resolution remained ad-hoc and uncoordinated.[xlvi] UN forces were unable to prevent a renewed spike in killings after 2008, despite retaining the same number of troops and the same mandate (including following the deployment of an intervention brigade in 2013). ACLED indicates that 473 civilians were killed between 2005-2007, in contrast to 1,639 civilians killed in 2011-2013. This is not to argue that the peacekeeping force, its mandate, interpretation of the mandate, and force size are irrelevant, rather than that they were clearly not sufficient. Other factors seem to have contributed to the decline in killing between 2003 and 2007. One potential explanation relates to the salience of the elections in 2006, which may have impacted the calculations of actors on the ground. However, the 2006 elections established that the RCD could not survive the turn to electoral politics, possibly increasing their return to use of violence as a means to consolidate areas of influence.

Throughout this period there was significant international engagement to pressure neighboring countries to decrease their involvement in DRC (ex: several UN reports, on illegal mineral extraction and the Mapping report; in the form of a peacekeeping force, which also assisted with elections; and through humanitarian assistance to vulnerable civilian groups particularly in the East, among other activities).

Coding

We code this period of atrocities as ending through a strategic shift with the rise of moderating actors, both domestic and international who helped to push for a mediated solution, which also governed the withdrawal of various national forces from across the region, and the deployment of a UN peacekeeping force. The shift occurred as the conflict appeared to stalemate. Throughout, multiple civilian groups were targeted for violence by myriad actors, both state and non-state.

Works Cited

Armed Conflict Location & Event Data Project, accessible at: http://www.acleddata.com/.

Amnesty International. 1996. “Zaire: Violent Persecution by State and Armed Groups,” 1 January. Available at: http://web.amnesty.org/library/pdf/AFR620261996ENGLISH/$File/AFR6202696.pdf

Amnesty International. 1998. Democratic Republic of Congo: A Long-standing Crisis Spinning Out of Control, 3 September. AFR 62/033/1998. Available at: http://www.refworld.org/docid/45b9a2a72.html.

Autesserre, Severine. 2006. Local Violence National Peace? Postwar ‘settlement’ in the Eastern D.R. Congo (2003 – 2006).” African Studies Review 49 (3): 1 – 29.

Autesserre, Severine. 2010. The Trouble With the Congo: Local Violence and the Failure of International Peacebuilding New York: Cambridge University Press.

Human Rights Watch. 1996a. “Forced to Flee: Violence against Tutsis in Zaire,” 1 July. A802, Available at: http://www.refworld.org/docid/3ae6a8200.html.

Human Rights Watch. 1996b. Human Rights Watch World Report 1996 – Zaire, 1 January, Available at: http://www.refworld.org/docid/3ae6a8ac14.html.

Human Rights Watch. 1997. “What Kabila is Hiding: Civilian Killings and Impunity in Congo,” Human Rights Watch Report 9, no. 5 October.

Human Rights Watch 1998. Human Rights Watch World Report 1998 – The Democratic Republic of the Congo (Formerly Zaire), 1 January. Available at: http://www.refworld.org/docid/3ae6a8a328.html.

Human Rights Watch. 2003. “Covered in Blood: Ethnically Targeted Violence in Northern DRC,” New York: Human Rights Watch. July.

Human Rights Watch. 2010. “DR Congo: Lord’s Resistance Army Rampage Kills 321,” March 28. Available at: https://www.hrw.org/news/2010/03/28/dr-congo-lords-resistance-army-rampage-kills-321.

Human Security Report Project. 2011. Human Security Report 2009/2010: The Causes of Peace and the Shrinking Costs of War. New York: Oxford University Press.

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Notes

[i] Human Rights Watch 1996.

[ii] Ibid.

[iii] Autesserre 2010, 47-48.

[iv] Autesserre 2010, 48.

[v] Autesserre 2010, 49.

[vi] Human Rights Watch 1996b.

[vii] Autesserre 2010, 141.

[viii] Autesserre 2010, 133.

[ix] Human Rights Watch, 1997, 1.

[x] Human Rights Watch 1997, 19.

[xi] Amnesty International 1996.

[xii] Human Rights Watch 1998.

[xiii] Autesserre 2010, 145.

[xiv] Meger 2010.

[xv] Human Rights Watch 2003.

[xvi] Ibid., 8.

[xvii] Office of the UN High Commissioner for Human Rights 2010.

[xviii] Ibid., 110.

[xix] Pedersen 2009.

[xx] Human Security Report Project 2011.

[xxi] Office of the UN High Commissioner for Human Rights 2010, 64.

[xxii] Ibid., 55-56.

[xxiii] United States Committee for Refugees and Immigrants January 1997.

[xxiv] Human Rights Watch 1996a and Human rights Watch 1996 b.

[xxv] Médecins Sans Frontières 1995.

[xxvi] Autesserre 2010, 141.

[xxvii] Office of the UN High Commissioner for Human Rights 2010, 8.

[xxviii] UCDP One-sided Violence Dataset 2015.

[xxix] Amnesty International 1998.

[xxx] Office of the UN High Commissioner for Human Rights 2010, 10.

[xxxi] Human Rights Watch 2003.

[xxxii] UCDP 2015.

[xxxiii] Armed Conflict Location & Event Data Project, accessible at: http://www.acleddata.com/.

[xxxiv] Autesserre 2010, 213-214.

[xxxv] Autesserre 2006, 3-4.

[xxxvi] Ibid., 9.

[xxxvii] Ibid., 11.

[xxxviii] Ibid., 6.

[xxxix] Office of the UN High Commissioner for Human Rights 2010, 240-243.

[xl] Ibid., 254.

[xli] Ibid., 232-234.

[xlii] Ibid., 227-232.

[xliii] Autesserre 2010, 207-208.

[xliv] Human Rights Watch 2010.

[xlv] Autesserre 2010, 201.

[xlvi] Autesserre 2010, 199-201.

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