Monday, July 13, 2020
SovereigNet

SovereigNet

The Fletcher Network for Sovereign Wealth and Global Capital

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Christopher Cunningham

Research 

Complying with the SEC’s Conflict Minerals Rules

August 15, 2013August 26, 2017 Anurag Rastogi 0 Comment Christopher Cunningham, Compliance, Conflict Minerals Rules, Democratic Republic of the Congo (DRC), Dodd-Frank Act, Due-Diligence, Issuers, Josh Gaul, Mining, Representations, SEC, Securities Regulation, sovereign wealth funds, Supply Chain, US Regulations

by Christopher Cunningham, Josh Gaul On August 22, 2012, the U.S. Securities and Exchange Commission (the “SEC”) adopted new rules (the

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About SovereigNet

SovereigNet is a unique interdisciplinary network at Tufts University's Fletcher School dedicated to the study of sovereign wealth management and its impact on global capital markets. Our mission is to advance research, advisory leadership, and education on the role of the sovereign as institutional investor.

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Patrick SchenaFollow

Co-Head of SovereigNET, The Fletcher Network for Sovereign Wealth and Global Capital, Adjunct Professor @FletcherSchool @TuftsUniversity

Patrick Schena
pjschenaPatrick Schena@pjschena·
28 May

...precisely why leadership re protocols is required: SEC chair warns of risks tied to ESG ratings https://www.ft.com/content/2c662135-4fd3-4c1b-9597-2c6f8f17faed?desktop=true&segmentId=7c8f09b9-9b61-4fbb-9430-9208a9e233c8 via @financialtimes

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pjschenaPatrick Schena@pjschena·
25 May

"One small step for man...": SEC panel says agency should add sustainability disclosure rules https://www.pionline.com/esg/sec-panel-says-agency-should-add-sustainability-disclosure-rules via @pensionsnews

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