Compliance – SovereigNet

Complying with the SEC’s Conflict Minerals Rules

August 15, 2013August 26, 2017 Anurag Rastogi 0 Comment Christopher Cunningham, Compliance, Conflict Minerals Rules, Democratic Republic of the Congo (DRC), Dodd-Frank Act, Due-Diligence, Issuers, Josh Gaul, Mining, Representations, SEC, Securities Regulation, sovereign wealth funds, Supply Chain, US Regulations

by Christopher Cunningham, Josh Gaul On August 22, 2012, the U.S. Securities and Exchange Commission (the “SEC”) adopted new rules (the

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FCPA and Other Anti-Corruption Concerns Facing Sovereign Wealth Funds

April 23, 2012August 30, 2017 Anurag Rastogi 0 Comment Amy Sommers, Anti-Corruption Regulation, Compliance, Elizabeth Robertson, Legal, Luke Cadigan, People’s Republic of China’s Antibribery Laws, Reputation Risk, Robert Hadley, Santiago Principles, Sovereign Immunity, sovereign wealth funds, U.K. Bribery Act, U.S. Foreign Corrupt Practices Act (FCPA)

by Luke Cadigan, Robert Hadley, Elizabeth Robertson, Amy Sommers Sovereign Wealth Funds (SWFs) wield a staggering amount of financial influence. Given