Compliance – SovereigNet

Complying with the SEC’s Conflict Minerals Rules

August 15, 2013August 26, 2017 Anurag Rastogi 0 Comment Christopher Cunningham, Compliance, Conflict Minerals Rules, Democratic Republic of the Congo (DRC), Dodd-Frank Act, Due-Diligence, Issuers, Josh Gaul, Mining, Representations, SEC, Securities Regulation, sovereign wealth funds, Supply Chain, US Regulations

by Christopher Cunningham, Josh Gaul On August 22, 2012, the U.S. Securities and Exchange Commission (the “SEC”) adopted new rules (the

Research

FCPA and Other Anti-Corruption Concerns Facing Sovereign Wealth Funds

April 23, 2012August 30, 2017 Anurag Rastogi 0 Comment Amy Sommers, Anti-Corruption Regulation, Compliance, Elizabeth Robertson, Legal, Luke Cadigan, People’s Republic of China’s Antibribery Laws, Reputation Risk, Robert Hadley, Santiago Principles, Sovereign Immunity, sovereign wealth funds, U.K. Bribery Act, U.S. Foreign Corrupt Practices Act (FCPA)

by Luke Cadigan, Robert Hadley, Elizabeth Robertson, Amy Sommers Sovereign Wealth Funds (SWFs) wield a staggering amount of financial influence. Given

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@CapAtRisk is a unique interdisciplinary project dedicated to the study of sovereign wealth management and its impact on global capital markets

@CapAtRisk @CapAtRisk·

15 Sep

Knowledge Partner Talks: #SovereignWealth Funds & The #Corruption Gap. Happening this Friday over Zoom! Register here: https://tufts.zoom.us/meeting/register/tJYodumsqzwvGNeXacjBXFE4ayLF36DZIh5s

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Thirty Percent @30PercentCo·

21 Jun

This new board diversity tool from Coalition member @KPMG_US lets you compare diversity disclosure practices by sector, index (Russell 3000 and S&P 500) and company size to help identify trends in board diversity disclosure: https://boardleadership.kpmg.us/kpmg-board-diversity-disclosure-benchmarking-tool.html #boarddiversity #corpgov

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Kari Vanessa McMahon@karivmcmahon·

27 May

Introducing 11 of Wall Street’s top crypto experts and masterminds who are helping investors make sense of the mania

Featuring @fundstrat, @marionlaboure, @ronitA380. @yassineARK and more

Read about their path to crypto and outlook on @thisisinsider 👇
https://tinyurl.com/nhf46cwz

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14 Jun

"The Hunt for #Unicorns" by @Winston_W_Ma describes how #sovereign wealth funds are changing the landscape of the #DigitalEconomy and the #VC game. Read more about the book here: https://sites.tufts.edu/sovereignet/capital-ideas-dr-winston-mas-new-book-the-hunt-for-unicorns-explains-how-sovereign-funds-are-changing-the-vc-game/

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