Compliance – SovereigNet

Complying with the SEC’s Conflict Minerals Rules

August 15, 2013August 26, 2017 Anurag Rastogi 0 Comment Christopher Cunningham, Compliance, Conflict Minerals Rules, Democratic Republic of the Congo (DRC), Dodd-Frank Act, Due-Diligence, Issuers, Josh Gaul, Mining, Representations, SEC, Securities Regulation, sovereign wealth funds, Supply Chain, US Regulations

by Christopher Cunningham, Josh Gaul On August 22, 2012, the U.S. Securities and Exchange Commission (the “SEC”) adopted new rules (the

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FCPA and Other Anti-Corruption Concerns Facing Sovereign Wealth Funds

April 23, 2012August 30, 2017 Anurag Rastogi 0 Comment Amy Sommers, Anti-Corruption Regulation, Compliance, Elizabeth Robertson, Legal, Luke Cadigan, People’s Republic of China’s Antibribery Laws, Reputation Risk, Robert Hadley, Santiago Principles, Sovereign Immunity, sovereign wealth funds, U.K. Bribery Act, U.S. Foreign Corrupt Practices Act (FCPA)

by Luke Cadigan, Robert Hadley, Elizabeth Robertson, Amy Sommers Sovereign Wealth Funds (SWFs) wield a staggering amount of financial influence. Given

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@CapAtRisk is a unique interdisciplinary project dedicated to the study of sovereign wealth management and its impact on global capital markets

@CapAtRisk @CapAtRisk·

8 Jun

Capital Ideas: The @UN #Global Compact's Target Gender Equality Accelerator Program Can Help Increase #GenderEquity in the Private Sector. Read more here: https://sites.tufts.edu/sovereignet/capital-ideas-the-un-global-compacts-target-gender-equality-accelerator-program-can-help-increase-gender-equity-in-the-private-sector/?preview=true&_thumbnail_id=1421

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IFC@IFC_org·

1 Jun

Women in #Asia are leveraging #eCommerce to enter male-dominated sectors 🙋🏽‍♀‍. For example, women sold more electronics than men on #LazadaGroup platforms despite shifts in consumer spending during #COVID19. More insights via IFC: http://wrld.bg/pEZ650EYe1o #Digital2Equal

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@CapAtRisk @CapAtRisk·

1 Jun

Listen to the latest episode of the @OMFIF #podcast, "Gender diversity in leadership and decision-making in the financial system" as it discusses the importance of #genderdiversity in decision-making for better #investment returns. Listen here: https://www.omfif.org/podcast/gender-diversity-in-leadership-and-decision-making-in-the-financial-system/

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Paul Rose @gpaulrose·

27 May

My MI report is up today on the Harvard Law School Forum on Corporate Governance - Proxy Advisors And Market Power: A Review of Institutional Investor Robovoting https://corpgov.law.harvard.edu/2021/05/27/proxy-advisors-and-market-power-a-review-of-institutional-investor-robovoting/ via @HarvardCorpGov

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