Dodd-Frank Act – SovereigNet

Complying with the SEC’s Conflict Minerals Rules

August 15, 2013August 26, 2017 Anurag Rastogi 0 Comment Christopher Cunningham, Compliance, Conflict Minerals Rules, Democratic Republic of the Congo (DRC), Dodd-Frank Act, Due-Diligence, Issuers, Josh Gaul, Mining, Representations, SEC, Securities Regulation, sovereign wealth funds, Supply Chain, US Regulations

by Christopher Cunningham, Josh Gaul On August 22, 2012, the U.S. Securities and Exchange Commission (the “SEC”) adopted new rules (the

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Regulatory Reform and its Implications for SWF Risk Management in the “New Era”

July 14, 2012August 30, 2017 Anurag Rastogi 0 Comment Collateral Management, Counter-Party Risk, Derivatives, Derivatives Regulations, Dodd-Frank Act, European Market Infrastructure Regulation (EMIR), False Claims Act (FCA), Financial Infrastructure, Foreign Corrupt Practices Act (FCPA), Liquidity Management, OTC Derivatives, Regulations, Regulatory Landscape, Regulatory Reforms, Regulatory Reporting, Risk Management, Ron D’Vari, Safe Assets, Sovereign Ratings, sovereign wealth funds

by Dr. Ron D’Vari Dr. D’Vari discusses global risk management and the investment landscape for Sovereign Wealth Funds (SWFs) and

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Entry into US Credit Markets by Sovereign Wealth Funds and Enterprises Controlled by Sovereign Wealth Funds

July 1, 2011August 26, 2017 Anurag Rastogi 0 Comment Agency, Bank Holding Company, Branch, Commercial Lending, Control Structures, Dodd-Frank Act, Eric Yoon, Foreign Bank, Foreign Banking Organization, Legal, Prudential Norms, Regulations, Sean Mahoney, sovereign wealth funds, US Credit Market, US Entry, US Law

by Sean P. Mahoney, Eric S. Yoon Recent developments have brought the structure of commercial lending platforms into sharp focus. The

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