Securities Regulation – SovereigNet

Complying with the SEC’s Conflict Minerals Rules

August 15, 2013August 26, 2017 Anurag Rastogi 0 Comment Christopher Cunningham, Compliance, Conflict Minerals Rules, Democratic Republic of the Congo (DRC), Dodd-Frank Act, Due-Diligence, Issuers, Josh Gaul, Mining, Representations, SEC, Securities Regulation, sovereign wealth funds, Supply Chain, US Regulations

by Christopher Cunningham, Josh Gaul On August 22, 2012, the U.S. Securities and Exchange Commission (the “SEC”) adopted new rules (the

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Sovereign Investing and Corporate Governance

July 15, 2013August 26, 2017 Anurag Rastogi 0 Comment CFIUS, Corporate Governance, Equity Investments, Legal, Paul Rose, Santiago Principles, Securities Regulation, sovereign wealth funds, SWF Engagement, Transparency, US Markets, US Regulators

by Paul Rose Sovereign wealth funds (SWFs) are increasingly important players in equity markets in the United States and abroad. However,

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